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Date Issued

Chief Financial Officer

  •  
    Status
      Open
      Closed
    2018-FW-0802-001-F

    We recommend that the Chief Financial Officer require CPD to monitor the detailed voucher transactions in the DRGR system to ensure that grantees appropriately record transactions.

  •  
    Status
      Open
      Closed
    2018-FW-0802-001-G

    We recommend that the Chief Financial Officer require CPD to prohibit grantees from revising completed vouchers in the DRGR system and require adjustments to be entered as new vouchers into the DRGR system, which will ensure that LOCCS records and tracks revisions.

General Counsel

  •  
    Status
      Open
      Closed
    2018-CF-1803-001-A
    $40,000
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Acknowledge that $40,000 in the attached settlement represents an amount due HUD.

General Counsel

  •  
    Status
      Open
      Closed
    2018-PH-1003-002-C

    Evaluate the apparent conflict-of-interest situation in this report and pursue administrative sanctions if warranted.

General Counsel

  •  
    Status
      Open
      Closed
    2018-CF-1801-001-A
    $4,000
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Acknowledge that the attached settlement agreement for $4,000 represents an amount due HUD from MetLife.

  •  
    Status
      Open
      Closed
    2018-CF-1801-001-B
    $95,769
    Funds Put to Better Use

    Recommendations that funds be put to better use estimate funds that could be used more efficiently. For example, recommendations that funds be put to better use could result in reductions in spending, deobligation of funds, or avoidance of unnecessary spending.

    Enforce the indemnification agreement in the attached settlement agreement to prevent an estimated $95,769 loss to HUD. This represents an amount due HUD from MetLife for indemnifying and holding HUD harmless for any and all losses HUD incurs or has incurred in connection with FHA loan number 137-4740973.

  •  
    Status
      Open
      Closed
    2018-CF-1801-001-C
    $1,500
    Questioned Costs

    Recommendations with questioned costs identify costs: (A) resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B) that are not supported by adequate documentation (also known as an unsupported cost); or (C) that appear unnecessary or unreasonable.

    Acknowledge that the attached settlement agreement for $1,500 represents an amount due HUD from the borrower’s son.

General Counsel

  •  
    Status
      Open
      Closed
    2018-CF-1802-001-A

    Ensure that HUD completes the debarment process and appropriately notifies the independent public accountant of the debarment decision.

General Counsel

  •  
    Status
      Open
      Closed
    2018-FW-1002-001-F

    We also recommend that the Director of the HUD Departmental Enforcement Center consider whether administrative action against the appropriate owner(s) is warranted.

General Counsel

  •  
    Status
      Open
      Closed
    2017-OE-0008-01

    Conduct a study to project HUD’s capacity needs for ESI collections

  •  
    Status
      Open
      Closed
    2017-OE-0008-02

    Give its completed study to OCIO for consideration during future contract award decisions regarding E-Discovery services

General Counsel

  •  
    Status
      Open
      Closed
    2018-FO-0004-008-Q
    $174,132
    Funds Put to Better Use

    Recommendations that funds be put to better use estimate funds that could be used more efficiently. For example, recommendations that funds be put to better use could result in reductions in spending, deobligation of funds, or avoidance of unnecessary spending.

    Deobligate all obligations marked for deobligation during the departmentwide OOR, including as much as $174,132 in 160 administrative obligations marked for deobligation as of September 30, 2017.

Chief Financial Officer

  •  
    Status
      Open
      Closed
    2018-FO-0004-001-A

    Implement a repeatable and sustainable process to prepare timely and accurate quarterly financial statement notes, including third and fourth quarter notes within the OMB required timeframe.

  •  
    Status
      Open
      Closed
    2018-FO-0004-001-B

    Establish policies and procedures for recording the budget authority apportioned to HUD during a continuing resolution, including both the proprietary and budgetary transactions.

  •  
    Status
      Open
      Closed
    2018-FO-0004-001-C

    Ensure that the budget execution policies and procedures are properly delegated, assigned, and communicated to the personnel fulfilling these responsibilities.

  •  
    Status
      Open
      Closed
    2018-FO-0004-001-D

    Ensure that the budget execution procedures executed internally by OCFO Budget are consistent with those established by ARC.

  •  
    Status
      Open
      Closed
    2018-FO-0004-001-E

    Develop and implement policies and procedures to ensure that intragovernmental differences identified with U.S. Treasury’s General Fund are resolved on a timely basis with corrective action plans.

  •  
    Status
      Open
      Closed
    2018-FO-0004-002-A

    Work with PIH to develop and implement a consistent and reasonable methodology for determining the PIH prepayment that (1) allows for timely recording of financial events, (2) complies with GAAP, and (3) provides an adequate audit trail until the cash management process is automated.

  •  
    Status
      Open
      Closed
    2018-FO-0004-002-B

    Develop and implement procedures to ensure that the methodology is reevaluated by PIH and OCFO annually and any changes do not compromise (1) the audit trial, (2) compliance with GAAP, or (3) the accuracy of the balance.

  •  
    Status
      Open
      Closed
    2018-FO-0004-002-C

    Reopen recommendation 2016-FO-0003-002-A, “Evaluate the IHBG investment process and implement a proper accounting treatment in accordance with Federal GAAP.”