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Closed Date:
April 24, 2020

Issue clarifying guidance to all existing 39 MTW housing agencies advising that HUD intended to waive the third-party inspection requirements via attachment C to the standard agreement.

Publication Report

2018-AT-0801 | September 28, 2018

HUD’s Improper Approvals Resulted in Invalid Exemptions and an Ineligible Capital Funds Expenditure for the Lexington-Fayette Urban County Housing Authority

We reviewed the U.S. Department of Housing and Urban Development’s (HUD) approval of the Lexington-Fayette Urban County Housing Authority’s Moving to Work (MTW) Demonstration plan and capital funds drawdowns.  The review was performed based on risk… more

Related Recommendations

Public and Indian Housing

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-A
    Closed on March 18, 2019
    $1,385,791.00
    Questioned Costs

    Recommendations with questioned costs identify costs: (A] resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B] that are not supported by adequate documentation (also known as an unsupported cost]; or (C] that appear unnecessary or unreasonable.

    Ensure that $1,385,791 ($1,229,684 in housing assistance payments and $156,107 in associated administrative fees) used by the Lexington-Fayette Urban County Housing Authority is supported through a valid and retroactive exemption from HUD’s third-party requirements. If a retroactive exemption cannot be issued, HUD should follow recovery procedures prescribed in HUD Handbook 2000.06, REV-4.

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-B
    Closed on April 24, 2020

    Revise the standard MTW agreement for all existing 39 MTW housing agencies to clearly and specifically support which provision(s) waive the third-party inspection requirements.

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-D
    Closed on April 24, 2020

    Ensure that reviews of MTW annual plans are thorough by verifying that the MTW plan accurately identifies the appropriate exemptions as authorized in the MTW agreements.

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-E
    Closed on March 18, 2019

    Verify that the Office of Public Housing Investments’ approvals of all MTW public housing agencies’ MTW plans’ exemptions from HUD’s third-party requirements were valid and appropriate.

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-F
    Closed on April 01, 2020
    $38,411.00
    Questioned Costs

    Recommendations with questioned costs identify costs: (A] resulting from an alleged violation of a law, regulation, contract, grant, or other document or agreement governing the use of Federal funds; (B] that are not supported by adequate documentation (also known as an unsupported cost]; or (C] that appear unnecessary or unreasonable.

    Require the Authority to reimburse its Public Housing Capital Fund program $38,411 from nonproject funds for the inappropriate use of funds for the Section 8 Project-Based Voucher Program units.

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-G
    Closed on September 23, 2019

    Ensure that the Louisville, KY, PIH field office sends to the Office of Recapitalization any requests it receives for approving capital funds expenditures after the RAD conversion is complete.

  •  
    Status
      Open
      Closed
    2018-AT-0801-001-H
    Closed on September 23, 2019

    Require the Authority to ensure that capital funds are used in accordance with the program requirements for any future RAD conversions.